M1

This service focuses on Member Firm clients who require more complex wealth management solutions than is provided in the Managed Portfolio Program.  A typical client family has household assets of at least $1,000,000 and desires holistic investment management.  This option enables the Member Firm RIA representative to cultivate and retain client relationship management while leveraging M Wealth to provide investment management support and services.

M Wealth’s sophisticated asset allocation tools create portfolios that are based on the client’s risk tolerance, and more importantly, are based on the client’s financial goals and the assets which are available to meet those goals.  Via M Wealth, Member Firms are provided an outsourced solution for investment management services such as manager selection and monitoring, portfolio construction, proposal generation, billing, and reporting.

M Wealth Responsibilities

• Marketing materials and support
• Proposal creation and marketing support
• Creation of customized investment portfolios
• Product/manager selection and access
• Ongoing product/manager due diligence
• Trading and rebalancing
• Operations assistance
• Quarterly performance and annual consolidated holdings reporting
• Compliance
• Fee billing

Member Firm Responsibilities

• Sales
• Ongoing relationship management
• Delivery of quarterly reports
• Compliance

Minimum Size
$1,000,000 per household